IN THE SUPREME COURT OF
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No. 03-0995
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HEB Ministries, Inc., Southern Bible Institute, and Hispanic Bible Institute , Petitioners,
v.
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On Petition for Review from the
Court of Appeals for the Third District of
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Argued January 5, 2005
Chief Justice Jefferson, joined by Justice Green, concurring in part and dissenting in part.
The
Board imposed a civil penalty against Tyndale for
illegally issuing thirty-four degrees. Tyndale chose
not to appeal that administrative penalty or the Board’s findings. Instead, HEB
Ministries and two unrelated entities—Southern Bible Institute and Hispanic
Bible Institute—launched a facial constitutional attack on
portions of the Education Code. Specifically, HEB Ministries and its
co-plaintiffs sought a declaration that sections 61.302(1) and 61.304 of the
Education Code violated rights guaranteed by the Due Process, Free Speech,
Establishment, and Free Exercise clauses of both the
I
Establishment Clause
I agree with Justice Wainwright that this case is more appropriately analyzed under the Free Exercise Clause than the Establishment Clause. The Establishment Clause forbids any “law respecting an establishment of religion.” U.S. Const. amend. I. In State v. Corpus Christi People's Baptist Church, Inc., 683 S.W.2d 692, 695 (Tex. 1984), we held that an establishment clause challenge to a statute permitting state licensing and regulation of child-care facilities, as applied to church-operated facilities, was “misplaced.” We observed:
The Establishment Clause cases address the issue of whether some form of government aid, either direct or indirect, to a religious institution violates the Establishment Clause.
Unlike the traditional Establishment Clause cases, this case involves government regulation of a child-care institution which is part of the church ministry. This distinction is important for two reasons. First, to accept [the church's] argument and invalidate the licensing and regulatory scheme because of "excessive entanglements" would create a dilemma in applying the three-pronged Establishment Clause test; the second prong would be at odds with the third. Requiring nonreligious childcare facilities to comply with the state licensing and regulatory scheme while exempting religious facilities would result in unequal state treatment of the two classes of institutions. This unequal treatment could, arguably, be impermissible under the second-prong of the Establishment Clause test because the primary effect would be to advance religion.
Second, state licensing and regulation is a type of entanglement that differs from the entanglement discussed in the traditional Establishment Clause cases. In those cases, the State must examine and determine what programs are religious and what programs are secular to ensure that government aid reaches only the nonreligious ones. In our case, the state regulatory scheme prohibits inquiry into the religious content of the homes' curriculum. The purpose of these regulations is to assure that all child-care facilities, secular and nonsecular, meet certain minimum standards in areas such as financial solvency, staff-child ratio, nutrition and medical care.
People’s Baptist Church, 683 S.W.2d at 695 (citations
omitted). We concluded that the licensing requirement did not offend the
Establishment Clause and noted that “[a] more appropriate and direct means of
questioning the constitutionality of this government regulation is through . .
. the Free Exercise Clause.”
Such is the case here. As in People’s Baptist, requiring nonreligious higher-education institutes to comply with the accreditation scheme while exempting religious institutions would result in unequal treatment of the two, an impermissible advancement of religion under the second prong of the Lemon test. Id.; cf. Cutter v. Wilkinson, 544 U.S. 709, 722 (2005)(noting that “an accommodation [for religious observance] must be measured so that it does not override other significant interests”); Jimmy Swaggart Ministries v. Bd. of Equalization, 493 U.S. 378, 396-97 (1990) (noting the irony that exempting religious activities from tax, as plaintiffs requested, would require the state to engage in the arguably impermissible task of determining which expenditures were religious and which were secular). Moreover, this case involves state regulation, not aid. The regulatory oversight at issue here is designed to ensure that all educational institutions—religious and secular alike—comport with minimum educational standards for issuing degrees. Subchapter G governs a secular matter: the creation of a system that recognizes certain types of post-secondary educational achievement. Accreditation signals not the approval of the school’s message, but a certification that the institution meets a variety of educational standards, and any institution—religious or otherwise—may apply for authorization to issue degrees. Accordingly, as in People’s Baptist, a “more appropriate and direct means of challenging the constitutionality” of this regulation is through the Free Exercise Clause. People’s Baptist, 683 S.W.2d at 695.
Even if the Establishment Clause were implicated, however, the statutory scheme here passes muster.
Under Lemon, a government practice is constitutional if: (1) it has a secular purpose; (2) its principal or primary effect neither advances nor inhibits religion; and (3) it does not excessively entangle the government with religion.
Williams v. Lara, 52 S.W.3d 171, 189 (
In Agostini v. Felton, the Supreme
Court noted that Lemon’s “excessive entanglement” prong was more properly
analyzed as a subset of the second prong: whether the regulation’s primary
effect advanced or inhibited religion. Agostini, 521
At least one state court has explored the contours of this inevitable
interaction between church and state in a context similar to ours. As the
plurality notes (and respectfully disagrees with), the Tennessee Supreme Court
upheld broad state regulation of a religious school that issued only religious
degrees. State v.
[The
. . .
The School can choose to not comply with the Act and yet may continue to train ministers as it chooses; such non-compliance with the Act will simply prohibit the School from granting degrees.
Id. at 709; see also N.J. State Bd. of Higher Educ. v. Bd. of Dirs. of Shelton College, 448 A.2d 988, 997-998 (N.J. 1982) (rejecting Establishment Clause challenge to a statute regulating post-secondary education, as there was no excessive entanglement between church and state).
Similarly, the regulations here, while comprehensive, are entirely voluntary
and do not purport to interfere with the parochial mission of any school. See, e.g., Roemer v. Md. Public Works Bd., 426
If, after a good-faith effort, an institution cannot achieve accreditation within the period of time prescribed by the board, the institution may appeal for extension of eligibility for certification because of having been denied accreditation due to policies of the institution based on religious beliefs or other good and sufficient cause as defined by the board. The board shall consider the application of any accreditation standard that prohibited accreditation of the institution on the basis of religious policies practiced by the institution as a prima facie justification for extending the eligibility for certification if all other standards of the board are satisfied.
Tex. Educ. Code § 61.308(e) (emphasis added).[2] During the relevant time, the pertinent regulations provided:
If the board determines that an institution has been unable to achieve accreditation by a recognized agency on the basis of religious policies practiced by the institution, the board will consider the institution eligible to apply for a certificate of authority, provided that all other standards are met at the level of accreditation and that such religious institutions shall be eligible to grant degrees of a religious nature only.
19 Tex. Admin. Code § 5.215(d)(4) (2003).[3] That Tyndale has “steadfastly refused,” 114 S.W.3d at 630, to participate in any of these alternate processes does not make them any less available, and we should not invalidate the statutes “merely because they may be amenable to an unconstitutional application.” Shelton College, 448 A.2d at 490; see also Roemer, 426 U.S. at 761 (noting that “[i]t has not been the Court's practice, in considering facial challenges to statutes of this kind, to strike them down in anticipation that particular applications may result in unconstitutional [actions]”).
The plurality concludes that the State’s regulations on degree-granting violate
the Establishment Clause because allowing some religious institutions (those
that meet accreditation requirements) to grant degrees while forbidding others
to do so “clearly effectuate[s] a state preference for one model of religious
education over others, a preference that the Establishment Clause does not
permit.” ___ S.W.3d at ___. The plurality asserts that
“[i]t is hard to imagine a more active involvement in
religious training than by determining whether it meets the comprehensive
standards set by the Coordinating Board, and equally hard to imagine a more
direct state sponsorship of religious education than by indicating in every
institution’s name and on every academic award whether the State approves the
programs of study.”
The Supreme Court rejected a similar argument in Bob Jones University v.
United States, a case in which Bob Jones University contended, among other
arguments, that denying it a tax exemption violated the Establishment Clause by
preferring religions whose tenets did not require racial discrimination over
those that believed racial intermixing was forbidden. Bob Jones, 461
[i]t is well settled that neither a state nor the Federal Government may pass laws which prefer one religion over another, but it is equally true that a regulation does not violate the Establishment Clause merely because it happens to coincide or harmonize with the tenets of some or all religions. The IRS policy at issue here is founded on a neutral, secular basis, and does not violate the Establishment Clause. In addition, . . . the uniform application of the rule to all religiously operated schools avoids the necessity for a potentially entangling inquiry into whether a racially restrictive practice is the result of a sincere religious belief.
II
Free Exercise Clause
I also agree with Justice Wainwright that
subchapter G does not violate the Free Exercise clause. Indeed, the plurality’s
extended analysis is inappropriate because HEB Ministries does not maintain
that the conduct in which it is prohibited from engaging (the issuance of
degrees and similar documents) is religiously motivated. As the Supreme Court
explained in United States v. Lee, the “preliminary inquiry in
determining the existence of a constitutionally required exemption” from a
neutral law of general application under the Free Exercise Clause is whether
compliance with the law “violates [the challengers’] religious beliefs” and
thus “interferes with their free exercise rights.”
By contrast here, HEB Ministries is not claiming that accreditation violates any religious principles. HEB Ministries does not contend that its religious tenets require its graduates to hold documents the general public would likely confuse with degrees granted by accredited colleges. HEB Ministries does not allege that there is any religious significance to “degree,” “bachelor’s,” or similar terms. Moreover, the State has not prohibited Tyndale from describing accurately its graduates’ achievements. To give but one example, subchapter G would not prohibit a religious institution from issuing a document certifying that “John Doe has completed an advanced course of study in X and is qualified to minister in Y church.”
Even assuming that a prohibition on the issuance of degrees (or similarly
worded documents) violated HEB Ministries’ religious beliefs, its Free Exercise
claims would fail because the Coordinating Board would maintain the right to
ensure educational standards. As Justice Scalia,
writing for the Court, noted in Employment Division v. Smith, the
Supreme Court has “never held that an individual's religious beliefs excuse him
from compliance with an otherwise valid law prohibiting conduct that the State
is free to regulate.” Smith, 494
Thus, in order to arrive at the conclusion that subchapter G violates the Free
Exercise Clause, the plurality engages in a strained reading of the record and
the case law—characterizing the statute as restricting “the communication of
religious beliefs” such that the State must have a compelling interest and must
tailor its accreditation scheme narrowly. The plurality would implement this heightened
scrutiny when “the law affects communication.” ___ S.W.3d at ___
(emphasis added). But the
The regulations that were struck down under a “hybrid” analysis directly limited religious communication. In contrast, Tyndale and similar institutions are free under subchapter G to say and teach whatever they wish without government involvement—they are merely barred from issuing a degree misrepresenting the nature of the education they choose to provide. Despite assertions to the contrary,[12] subchapter G cannot fairly be construed as so pervasively, or even substantially, affecting communications as to trigger strict scrutiny, and, thus, even if HEB Ministries’ conduct were religiously motivated, subchapter G would not violate the Free Exercise Clause.
III
Free Speech
I disagree with Justice Wainwright’s contention, however, that the State may only regulate “degrees” and not associated terminology like the terms “associate,” “bachelor’s,” “master’s,” and “doctorate.”[13] Justice Wainwright would hold that the State may regulate a single word—degree—and that all other regulations violate the United States Constitution. This distinction overlooks the significance of the terminology used to connote educational achievement. Words like “bachelor’s,” “master’s”, and “doctorate” have acquired meanings that permit them to stand on their own, even absent the noun—“degree”—they are generally understood to modify. When these absolute adjectives[14] are used as marks of educational attainment, they represent the conferment of “degrees” and permit, as here, an unaccredited institution’s graduates to overstate their credentials.
Additionally, Justice Wainwright’s concurrence goes beyond the protections HEB Ministries itself sought. HEB Ministries has conceded that diplomas in secular disciplines are subject to state regulation. It asserts only that diplomas awarded in religious disciplines are exempt. But if the statute violated the First Amendment’s free speech guarantee, any post-secondary institution—whether religiously affiliated or not—would be permitted to award “the equivalent” of doctorates, master’s, bachelor’s, and associate degrees, in any academic discipline. Imagine a “doctor of engineering,” who received his degree from an unaccredited school, hired by the State to inspect and repair bridges. Cf. Westbrook v. Penley, No. 04-0838, ___ S.W.3d ___, ___ (Tex. 2007) (holding that tort liability would impinge upon matters of church governance, in violation of the First Amendment, but noting that neither the respondent’s nor the public’s health or safety were at issue).
Such a holding would strip the Board of authority to regulate “diploma mills,” the very evil the Legislature sought to control through the regulatory scheme set forth in the Education Code. See Tex. Educ. Code § 61.301. As the Legislature noted in enacting the statute:
It is the policy and purpose of the State of Texas to prevent deception of the public resulting from the conferring and use of fraudulent or substandard college and university degrees; it is also the purpose of this subchapter to regulate the use of academic terminology in naming or otherwise designating educational institutions, the advertising, solicitation or representation by educational institutions or their agents, and the maintenance and preservation of essential academic records. Because degrees and equivalent indicators of educational attainment are used by employers in judging the training of prospective employees, by public and private professional groups in determining qualifications for admission to and continuance of practice, and by the general public in assessing the competence of persons engaged in a wide range of activities necessary to the general welfare, regulation by law of the evidences of college and university educational attainment is in the public interest. To the same end the protection of legitimate institutions and of those holding degrees from them is also in the public interest.
Justice Wainwright correctly recognizes that the speech
at issue is commercial speech. As such, it occupies one of the lowest rungs on
the First Amendment hierarchy, enjoying only a “‘limited measure of protection,
commensurate with its subordinate position in the scale of First Amendment
values,’ and is subject to ‘modes of regulation that might be impermissible in
the realm of noncommercial expression.’” Bd. of Trustees v. Fox, 492
In Central Hudson Gas & Electric Corp. v. Public Service Commission of
New York, 447
In commercial speech cases, then, a four-part analysis has developed. At the outset, we must determine whether the expression is protected by the First Amendment. For commercial speech to come within that provision, it at least must concern lawful activity and not be misleading. Next, we ask whether the asserted governmental interest is substantial. If both inquiries yield positive answers, we must determine whether the regulation directly advances the governmental interest asserted, and whether it is not more extensive than is necessary to serve that interest.
In this case, Justice Wainwright
cites but misapplies the
The record in this case leaves little doubt that HEB Ministries’ speech was misleading. The program from Tyndale’s June 1998 Commencement Exercises lists various headings, such as “Doctor of Philosophy,” “Doctor of Theology,” “Doctor of Ministries,” “Master of Theology,” “Master of Arts,” “Bachelor Level Diploma of Theological Studies,” and “Associate of Biblical Studies.” Beneath each heading are the names of students who had completed those courses of study. The course catalog nowhere states that Tyndale does not offer degrees, and the catalog in fact conveys the opposite impression. It features department heads and faculty members who identify themselves as “doctors,” even though they have only diplomas from Tyndale, an institution without a certificate of authority issued by the Coordinating Board. Faculty members use the familiar abbreviations for degrees, such as “Ph.D.” and “Th.D.” even though they do not have actual degrees. In its advertising materials, Tyndale boasted that its “[g]raduates are . . . receiving professional pay increases with Tyndale diplomas, a sign of recognition and acknowledgement.” Moreover, the Board found that Tyndale awarded degrees, and HEB Ministries did not appeal that determination.
Because misleading commercial speech may be freely regulated, HEB Ministries’
free speech claim must fail, and the Court need not reach the remaining
Because the State’s interest is substantial, Central
What our decisions require is a “‘fit’ between the legislature's ends and the means chosen to accomplish those ends,” — a fit that is not necessarily perfect, but reasonable; that represents not necessarily the single best disposition but one whose scope is “in proportion to the interest served”; that employs not necessarily the least restrictive means but, as we have put it in the other contexts discussed above, a means narrowly tailored to achieve the desired objective. Within those bounds we leave it to governmental decisionmakers to judge what manner of regulation may best be employed.
Bd of Trs. v. Fox, 492
Here, the statute represents a reasonable means of accomplishing the
Legislature’s ends. Justice Wainwright
concludes that a disclaimer would “better inform the public” about Tyndale students’ educational accomplishments than would
compliance with the statute; thus, he concludes that “the State has not carried
its burden of showing that its regulation of this commercial speech directly
advances its interest because the regulation is more extensive than necessary
to serve the Legislature’s legitimate purposes.” ___ S.W.3d
at ___. But merely because the State has not chosen the narrowest means
to achieve its objective does not mean the statute is unconstitutional. As Fox
recognized, the State need only demonstrate a reasonable fit between the
Legislature’s ends and the means chosen to accomplish those ends. Fox,
492
Justice Wainwright warns that the statute coopts “virtually every term that could reasonably provide a useful description of educational achievement at a postsecondary educational institution.” ___ S.W.3d at ___. I disagree. The statute prohibits use of only those terms that “signif[y], purport to, or [are] generally taken to signify satisfactory completion of the requirements of . . . a program of study leading to an associate, bachelor’s, master’s, or doctor’s degree or its equivalent.” Tex. Educ. Code § 61.302(1). Thus, as the State correctly contends, Tyndale may issue diplomas or certificates without running afoul of the statute, as long as it does not claim that they are equivalent to associate, bachelor’s, master’s, or doctor’s degrees.
Justice Wainwright would permit partial state regulation of a single word—“degree”—while allowing an institution to represent that its diplomas are indistinguishable from valid degrees. A graduate of one of these unaccredited institutions may now proudly display a framed diploma that says: “ABC Institute has conferred on John Doe the designation Doctor of Medicine which is equivalent to a doctoral degree.” Justice Wainwright’s proposed holding would strip the Board of its ability to regulate institutions of higher learning. Diploma mills would stand on equal footing with accredited institutions, and consumers would have no assurance that their professor, engineer, counselor, or chemist graduated from an institution that satisfied the Legislature’s minimum requirements for accreditation.
IV
Conclusion
Because the statute permissibly regulates commercial speech, and because it presents no Establishment Clause or Free Exercise Clause violation, I respectfully dissent from the part of the Court’s judgment that concludes otherwise. I would reverse the court of appeals’ judgment relating to the use of the term seminary and would render judgment for the petitioners on that issue. I would affirm the remainder of the judgment.
______________________________
Wallace B. Jefferson
Chief Justice
OPINION DELIVERED: August 31, 2007
[1] I join most of part III-B of the Court’s opinion, but I do not agree with its proposition that “[e]ither way, the statute in its application to schools offering only religious instruction targets religious practices, discriminating between those that comply with state standards from those that do not, and is not merely a neutral regulation of post-secondary education.”
[2] In a footnote, the plurality cites section 61.308(e) and notes the court of appeals’ holding that this provision rendered the statutory scheme “unobtrusive.” ___ S.W.3d at ___. The plurality brushes this section aside because “[t]he Coordinating Board has not made that argument in its briefs in this Court, and has not cited section 61.308(e), although it did cite a corresponding regulation . . . and pointed out in oral argument that because HEB Ministries has never been evaluated by the State, there has never been an opportunity for ‘any court . . . to see if there is indeed a conflict between any of [the State’s] requirements and [HEB Ministries’] religious beliefs or practice.’” The plurality also notes that “[t]he Board stops short of saying that it would have – or even could have – offered any special allowances for religious institutions.” Regardless of the Coordinating Board’s contentions or citations, we may no more ignore this exemption for religious institutions than we may disregard unmentioned, but controlling, precedent.
[3] The current regulations contain a similar provision:
The Board shall consider the application
of any accreditation standard that prohibits accreditation of an institution
solely on the basis of religious policies practiced by the institution as
sufficient justification for extending the institution's eligibility for
certification to grant degrees of a religious nature only, if the institution:
(A) has applied for and
pursued accreditation in good faith;
(B) meets all other
standards at the level of accreditation; and
(C) satisfies all other requirements of the Board.
19 Tex. Admin. Code § 7.6 (c) (5) (2007).
[4] As Respondents assert, “[i]f these statutes are held to violate the Establishment Clause, a blanket exemption would be required for all religious institutions.”
[5]
494
[6]
508
[7]
[8] Here, as Justice Wainwright notes, there is no doubt that the State is free to regulate postsecondary education, and thus may regulate the issuance of degrees (and degree-like documents) even by those who are religiously impelled to issue them.
[9] Smith,
494
[10]
Cantwell v.
[11]
Murdock v.
[12] The plurality attempts to substantiate its characterization by the following reasoning: “[S]ection 61.304 strongly encourages compliance with state educational standards, which in turn affect the content and operation of religious educational programs, and in that sense . . . affects ‘the communication of religious beliefs’ . . .” ___ S.W.3d at ___ (citations omitted). As discussed above, the Supreme Court requires a much more direct regulatory relationship to trigger the higher level of scrutiny applied by the plurality. In any case, if forbidding religious schools from falsely representing themselves as meeting the State’s neutral, otherwise valid educational standards has a negative impact on those schools’ enrollment (and thus on their ability to communicate with students), this would seem merely to be evidence of a preference among potential students for a different type of education, or, at least, for a graduation document that can be passed off as evidence of one. Even a church cannot boost attendance by advertising a raffle and misrepresenting the prize.
[13] The Board assessed a $5,000 penalty for each of the thirty-four violations. Twenty-six of the thirty-four violations involved associate, bachelor, master, and doctoral degrees.
[14] An absolute adjective is one “having its noun understood, not expressed, as poor in The poor are always with us.” Random House Unabridged Dictionary 7 (2d ed. 1993). One need not say “disease” to further describe a person afflicted with “Alzheimer’s.”