IN THE SUPREME COURT OF TEXAS
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No. 03-0448
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Texas A & M University,
Petitioner,
v.
Paul A. Bishop, Respondent
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On Petition for Review from the
Court of Appeals for the Fourteenth District
of Texas
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Argued
September 28, 2004
Justice O’Neill
delivered the opinion of the Court, in which Chief
Justice Jefferson, Justice Hecht,
Justice Owen, Justice Wainwright, and Justice Medina joined.
Justice Brister and
Justice Green did not participate
in the decision.
The Texas Tort Claims Act
To
[waive], or not to [waive]: that is the question:
Whether
‘tis nobler in the mind to suffer
The
slings and arrows of outrageous [legislation],
Or
to take arms against a sea of troubles,
And
by opposing end them?
William Shakespeare,
Hamlet act 3, sc. 1.
While acting in a university drama club
production, the plaintiff in this case was inadvertently stabbed in the chest
when a fellow actor missed the stab pad the plaintiff wore that was intended to
deflect the blow. The plaintiff sued the
university under the Texas Tort Claims Act, alleging that the university was
liable for the negligence of the drama club’s faculty advisors and the play’s
director. See Tex. Civ. Prac. & Rem. Code §
101.021. The court of appeals affirmed
the trial court’s judgment in the plaintiff’s favor, holding that the faculty
advisors’ actions constituted a “use” of tangible personal property for which
the Tort Claims Act waived governmental immunity. 105 S.W.3d 646, 656; Tex. Civ. Prac. & Rem. Code § 101.021(2). We hold that the faculty advisors’ alleged
failure to properly supervise the props that the director chose does not
constitute a use of tangible personal property within the Tort Claims Act’s
meaning, and that the play’s director was an independent contractor for whose
acts or omissions the university is not liable.
Accordingly, we reverse the court of appeals’ judgment and dismiss the
plaintiff’s suit.
I
Texas A & M University at
Galveston (TAMU) offers no theater curriculum, but has a drama club. The club is a voluntary student organization
whose members receive no grades or class credit for participation. From the club’s inception and at the time the
incident made the basis of this suit occurred, two faculty advisors, Dr.
Stephen Curley and Dr. Melanie Lesko, provided the
club logistical support and served as the club’s liaisons to the
university.
In the spring of 1994, the drama club engaged
Michael Wonio, a local actor and director who had
directed previous club plays, to direct its production of Dracula. His wife, Diane Wonio,
assisted with props and choreography.
The Wonios had no written contract with TAMU
or the drama club, but had an oral understanding that they would be paid a fee
at the end of the production if box office revenues were sufficient. In this instance they received a fee of
$300.
According to the drama club’s bylaws, the director
was responsible for selecting any props that might be used for a
production. During rehearsal, the Wonios decided that a real knife was needed for the
production’s dramatic final scene in which Dracula’s rival, Jonathan Harker, impales Dracula in the chest with a knife. The student playing Harker
was provided a Bowie knife, and Diane Wonio fashioned
a stab pad for Paul Bishop, who played Dracula, to attach to his chest to
shield him from the blow. TAMU had a
safety policy prohibiting deadly weapons on campus. Although the faculty advisors, as university
officials, had the right to enforce the policy, they were not informed of the Wonios’ decision to use a real knife in the production.
Four performances were scheduled on campus, and
the first went smoothly. But during the
second performance, the student playing Harker missed
the stab pad, driving the knife into Bishop’s chest and puncturing his
lung. Bishop was hospitalized for eight
days, and this suit resulted.
Bishop sued TAMU under a theory of respondeat superior for the actions of its
alleged employees, the Wonios, Curley, and Lesko. Bishop
alleged that the Wonios were negligent in deciding to
use a real knife and in failing to provide an adequate stab pad. He also alleged that the faculty advisors
were negligent in failing to enforce the university’s safety policy prohibiting
deadly weapons on campus. Bishop sued
the Wonios individually as well, but settled with
them before trial.
The jury found that the Wonios,
Curley, and Lesko were all employees of the
university, and that their negligent use of tangible personal property caused
Bishop’s injuries. The trial court
rendered judgment on the verdict, but the court of appeals reversed and
rendered judgment for TAMU, holding that TAMU’s
immunity was not waived because neither the Wonios
nor the faculty sponsors were employees under the Texas Tort Claims Act. Tex. A & M Univ. v. Bishop, 996
S.W.2d 209, 215 (Tex. App.BHouston
[14th Dist.] 1999), rev’d, 35 S.W.3d 605 (Tex.
2000). We reversed, holding that the
faculty sponsors were employees of TAMU rather than volunteers, but did not
reach the issue of the Wonios’ status. Bishop v. Tex. A & M Univ., 35
S.W.3d 605, 606 (Tex. 2000) (“Bishop I”). We remanded the case to the court of appeals
to review the issues it had not addressed.
Id. at 607.
On remand, the court of appeals held that the
faculty sponsors’ actions constituted a “use” of tangible personal property
under the Tort Claims Act, for which TAMU was liable. 105 S.W.3d at 656-57; see Tex. Civ. Prac. & Rem. Code §
101.021(2). Because its holding
supported the trial court’s judgment against TAMU, the court of appeals did not
address TAMU’s liability for the Wonios’
conduct. 105 S.W.3d at 653. We granted TAMU’s
petition for review to consider application of the Texas Tort Claims Act to the
facts presented.
II
Because TAMU is a governmental
entity, the doctrine of governmental immunity shields it from liability for the
negligence of its employees absent a waiver of that immunity. See Univ. of Tex. Med. Branch at Galveston
v. York, 871 S.W.2d 175, 177 (Tex. 1994).
The Texas Tort Claims Act provides a limited waiver when personal injury
or death is caused by a “use of tangible personal or real property if the
governmental unit would, were it a private person, be liable to the claimant
according to Texas law.” Tex. Civ. Prac. & Rem. Code §
101.021(2).
Bishop presents two grounds for TAMU’s liability: (1) the conduct of the Wonios, who directed the play, and (2) the acts and omissions
of Curley and Lesko, the drama club’s faculty
advisors. TAMU responds that the Tort
Claims Act’s waiver for tangible personal property use does not apply because
the Wonios were not employees for whose conduct TAMU
could be liable, and the faculty sponsors’ actions did not constitute a “use”
of property within the statute’s purview.
TAMU also claims that common-law official immunity further protects the
university from liability for the faculty advisors’ conduct.
III
We held in Bishop I that
faculty advisors Curley and Lesko were employees of
the university under the Tort Claims Act.
35 S.W.3d at 607. Accordingly, if
they “use[d]” tangible personal property within the Act’s terms, the university’s
immunity is waived and TAMU is liable for their conduct. Tex.
Civ. Prac. & Rem. Code § 101.021(2).
We recently interpreted the Tort Claims Act’s “use”
requirement in San Antonio State Hospital v. Cowan, 128 S.W.3d 244 (Tex.
2004). In that case, Cowan was
involuntarily committed to the San Antonio State Hospital after exhibiting
psychotic behavior, acute depression, and suicidal tendencies. Id. at 245. The commitment order required the Hospital to
take possession of Cowan’s personal effects, which the Hospital did. Id.
But the Hospital allowed Cowan to keep his suspenders and walker, which
he later employed to kill himself. Id. The plaintiffs claimed, and the court of
appeals held, that the Hospital misused the walker and suspenders by allowing
Cowan to have them. Id. at
246. We disagreed, holding that “section
101.021(2) waives immunity for a use of personal property only when the
governmental unit is itself the user.” Id.
at 245-46. In response to Cowan’s
contention that the Hospital “used” the walker and suspenders by giving them to
Cowan for his use, we said: “A
governmental unit does not ‘use’ personal property merely by allowing someone
else to use it and nothing more.” Id.
at 246.
In this case, the drama club faculty advisors did
not themselves “put or bring [the knife] into action or service” or “employ
[the knife] for or apply [it] to a given purpose,” as we have said the term “use”
intends. Id. To the extent Bishop claims the faculty
advisors allowed the Wonios to provide the knife by
failing to properly supervise the production, such negligent supervision, without
more, does not constitute a “use” of personal property that would waive TAMU’s immunity under section 101.021(2), else the failure
to prevent any accident that involves tangible personal property would come
within the statute’s purview. “Such a
result would be tantamount to abolishing governmental immunity, contrary to the
limited waiver the Legislature clearly intended.” Kerrville State Hosp. v. Clark, 923
S.W.2d 582, 585 (Tex. 1996).
Bishop claims our holding in Cowan is distinguishable because, unlike a Bowie knife, the walker and suspenders that Cowan used to kill himself were not “inherently unsafe.” Cowan, 128 S.W.3d at 245. Bishop claims this case is more analogous to those in which immunity was held waived when a state actor provided equipment that lacked an integral safety component, in this case an adequate stab pad. See Robinson v. Cent. Tex. MHMR Ctr., 780 S.W.2d 169 (Tex. 1989) (providing swimming attire without a life preserver); Lowe v. Tex. Tech Univ., 540 S.W.2d 297 (Tex. 1976) (providing a football uniform without a knee brace); Overton Mem’l Hosp. v. McGuire, 518 S.W.2d 528 (Tex. 1975) (providing a hospital bed without bed rails). But we have said that these cases represent “the outer bounds of what we have defined as use of tangible personal property,” and have applied them narrowly only when an integral safety component is entirely lacking rather than merely inadequate. Clark, 923 S.W.2d at 585. In Clark, we held that prescribing a medication less effective than an alternative treatment would have been does not mean that the medicine provided lacked an integral safety component. We distinguished Lowe and Robinson, explaining:
For Lowe to apply . . . we must assume that the university would have waived its immunity even if it had provided Lowe with a knee brace as long as Lowe could show that another type of knee brace would have better protected him. Likewise, for Robinson to apply, we must assume that MHMR would have waived its sovereign immunity even if it had provided Robinson a life preserver if Robinson could show that MHMR should have provided him with a better one.
Id. We determined
that, in deciding Lowe and Robinson, we did not intend to allow
both use and non-use (i.e., failure to provide a more effective safety
feature) to effect a waiver of immunity under the Act. Id.
Similarly, Bishop’s claim that the knife was inherently unsafe without
an adequate stab pad does not mean that an integral safety component was
lacking for purposes of governmental waiver under the Act.[1] We conclude that the faculty advisors’
conduct did not waive TAMU’s immunity.
IV
TAMU next contends that the
university cannot be liable for the Wonios’ alleged
negligence because they were not TAMU’s employees for
purposes of the Tort Claims Act. The Act
defines an “employee” as a person in the paid service of a governmental unit,
but provides that the term “does not include an independent contractor . . . or
a person who performs tasks the details of which the governmental unit does not
have the legal right to control.” Tex. Civ. Prac. & Rem. Code § 101.001(2). In the first appeal in this case, the court
of appeals held that the Wonios were independent
contractors as a matter of law because there was no evidence to support the
jury’s finding that the Wonios were TAMU employees on
the occasion in question. 996 S.W.2d at
214. We agree.
There are several factors to consider in determining whether or not a worker is an independent contractor:
(1) The independent nature of his business; (2) his obligation to furnish necessary tools, supplies, and material to perform the job; (3) his right to control the progress of the work, except as to final results; (4) the time for which he is employed; and (5) the method of payment, whether by time or by the job.
Indus. Indem. Exch. v. Southard,
160 S.W.2d 905, 906 (Tex. 1942). When
the material underlying facts are not in dispute and can give rise to only one
reasonable conclusion, whether a worker was an employee or an independent
contractor is a question of law. Id. This is such a case.
To demonstrate employee status, Bishop points to
evidence that TAMU (through its employees, the faculty sponsors) could hire and
fire the directors, reviewed and approved the script of the play, and could
control what props were used by enforcing the university’s safety
policies. Bishop also cites evidence
that TAMU paid the Wonios with university funds, and
provided facilities and electricity for their production. Finally, Bishop relies upon the Wonios’ testimony that TAMU had the final say over their
activities, and that if TAMU intervened in their work with a demand, they would
have to comply or “withdraw.”
The Wonios’ situation is
analogous to that presented in Anchor Casualty Company v. Hartsfield,
390 S.W.2d 469 (Tex. 1965). There, we
held that a worker who performed work requiring special skill, furnished his
own tools, came and went at his own discretion, was paid by the job, and was
not on the employer’s tax rolls was an independent contractor as a matter of
law. Id. at 471. In this case, the evidence demonstrated that
the Wonios performed the specialized task of
directing a play, were paid by the job, furnished their own props, had no
contract, and were not on TAMU’s tax rolls. TAMU’s approval of
the script did not go beyond dictating the final result of the Wonios’ work. And
the Wonios’ testimony that TAMU could terminate them
if they refused to comply with a demand demonstrates only a minimal degree of
control that exists in any working relationship and is no evidence of a level
of control detailed enough to indicate employee status. See Cont’l Ins.
Co. v. Wolford, 526 S.W.2d 539, 541 (Tex. 1975) (the fact that a supervisor
could dismiss a contractor if unsatisfied with his work was not evidence of
employee status); Anchor Cas. Co., 390 S.W.2d
at 471.
We agree with the court of appeals that there is
no evidence in the record to support the jury’s finding that the Wonios were employees, and hold that the Wonios were independent contractors as a matter of
law. Accordingly, their actions could
not constitute a “use” that would waive TAMU’s
immunity. Tex. Civ. Prac. & Rem. Code §
101.021(2).
V
Because TAMU’s
immunity from suit was not waived under the Texas Tort Claims Act, the trial
court lacked subject-matter jurisdiction over Bishop’s cause of action. See Tex. Dep’t of Transp.
v. Jones, 8 S.W.3d 636, 637 (Tex. 1999).
We therefore reverse the judgment of the court of appeals and dismiss
Bishop’s suit against TAMU.
__________________________________________
Harriet O’Neill
Justice
OPINION
DELIVERED: January 21, 2005
[1] To the extent Smith
v. University of Texas, 664 S.W.2d 180 (Tex. App.BAustin 1984, writ ref’d n.r.e.), and Christilles
v. Southwest Texas State University, 639 S.W.2d 38 (Tex. App.BAustin 1982, writ ref’d n.r.e.), are inconsistent with our holding today, we
disapprove them.